Since entering the financial advisory industry in 1985, Rick has committed his professional life to promoting the growth and success of his clients. As an accredited business and executive coach, he brings an insightful and unique values–based approach to planning that helps people align their financial decisions with their most important priorities, passions and people. In particular, Rick has a special talent for being able to translate complex financial issues into simple, understandable concepts, and tailoring an action plan specific to a client’s objectives.
Informed decisions make for regret-free decisions. To better inform and advise his clients, Rick has attained a number of relevant professional designations: Certified Financial Planner (CFP), Chartered Life Underwriter (CLU), Chartered Financial Consultant (CH.F.C.), Certified Health Insurance Specialist (CHS) and Master Financial Advisor (MFA) with a specialization in Succession and Estate Planning. His specialized education and experience translate into valuable insights for business owners and shareholders of professional medical corporations, areas of expertise to which Rick dedicates much of his practice.
Rick and his wife, Carol, are actively involved in the local community, and are pleased to support numerous local, national and international charities.
Rick is a qualifying member of MDRT.
Rick is an Investment Advisor (Mutual Funds). See the IIROC Advisor Report.
Visit Rick’s personal blog at ricktomalty.com where he uses humour and story-telling to share his insights where life and money collide.
Professional Designations | CFP, CLU, CH.F.C., CHS, MFA, CEA