About
Caldwell Advisory
Our story is your story. Our skill is helping you find the financial path that reflects your values and interests; that mirrors what is important to you.
Plan well. Live well.
The team that you will work with at Caldwell Wealth & Estate Advisory has the experience and knowledge to help you put plans in place that will guide you towards reaching your financial goals.
These goals could include retirement planning, putting your estate in order, planning a legacy for future generations, planned giving to charitable organizations, effective tax reduction and putting strategies in place to help maximize the overall financial well-being of your family or business.
We look forward to meeting with you!
Meet the Caldwell Advisory Team
Knowledge. Strategy. Passion. Our strengths in play for you.
Caldwell Advisory consists of a team of skilled financial security advisors who are ready to work with you! In addition, we have access to a team of experts who help us put together the elements that you need, whether it is one solution or a complete financial plan.
Michael Caldwell
CEO & Founder
(Caldwell Advisory)
Investment Advisor
(Aviso Wealth)
Rick Tomalty
Financial Planner
President & Managing Partner
(Caldwell Advisory)
Investment Advisor
(Aviso Wealth)
Jason Stubinsky
Partner & Vice-President
(Caldwell Advisory)
Investment Advisor
(Aviso Wealth)
Dan Lambert
Financial Planner
Partner & Director, Wealth & Planning Services
(Caldwell Advisory)
Associate Portfolio Manager
(Aviso Wealth)
Andrew Fowler
CFP, CLU, CHS
Financial Planner
(Caldwell Advisory)
Investment Advisor
(Aviso Wealth)
Corrie Westendorp
(Caldwell Advisory)
Investment Representative
(Aviso Wealth)
Client Care
Heather McInnis Jardine
Client Care Co-ordinator
Ashley Chambers
Client Care Co-ordinator
We have known Rick for over 25 years. His wide breadth of knowledge and experience, combined with a high degree of integrity has equipped him to deliver exceptional customer service. We value our ongoing relationship with Rick as he continues to guide us through the volatile times facing the financial sector.
When I first met with Dan, I knew within minutes that I could trust him and his advice. Dan possesses a substantial knowledge of the markets and can articulate complex financial concepts in terms that non experts can easily understand. I truly appreciate that Dan has guided me according to my personal needs. I have complete confidence in his judgement and integrity and know that my investments are safe in his hands.
We recently switched our investments from a local major bank into the care of Jason Stubinsky at Caldwell Wealth & Estate Advisory. We were unhappy with the bank’s lack of communication and explanations on how market performance was affecting our investments and on their lack of advice in helping us with our retirement planning. From our first meeting, Jason was patient and thorough in his explanations about different strategies and ideas and we felt like valued clients. We worked together to determine our risk level for investing and we never felt pressured to operate outside our comfort level. In fact, it was just the opposite, Jason wanted to make sure we felt comfortable and knowledgeable about the process and within a short time we have seen a significant increase in our portfolio. We have been very impressed with Jason’s commitment to making sure that we understand how our portfolio is responding to market trends and he is available in person or by phone for questions anytime in addition to our regular quarterly meetings. Jason is extremely professional and very knowledgeable and it is very reassuring to know that he will be around for the long term to work with us.
I started working with Rick while I was still in medical school, and even though my education and practice took me to different parts of the country, I have always had confidence that Rick was watching over my portfolio with the same care and attention as he would his own.
Now, years later, as my practice and family grows he continues to play a pivotal role in helping me sort through the many opportunities and distractions that get put in front of me and my family. Having Rick quarterback my investments and insurance frees me to focus my attention on the many demands of my profession.
Is it time to talk with a financial advisor?
It is never too soon to start the conversation with a financial planner who can help you define your goals and put a plan into place to reach them.
Caldwell Advisory is a financial planning organization that understands there is more to creating and maintaining wealth than performance alone. We work with you to help you achieve your goals and financial objectives because we believe achieving these goals is your primary concern.
Our planning process helps ensure we are working within your objectives by helping you understand where you want to go and what you want to achieve.
By drawing on our years of expertise and the specialists we work with, Caldwell Advisory provides effective and timely solutions to risk management, tax issues, wealth accumulation and estate transfer strategies.
At every step our efforts are geared towards creating value for our clients. Through the utilization of a written financial plan developed using unbiased, professional, client specific advice we help you achieve your goals.
Why we do what we do »
Everyone needs to know why they do what they do, and we have worked hard to put our thoughts together in a way that guides us and helps us to get better for you.
Giving is important to us »
There are lots of opportunities to do good in this world and we are fully committed to giving back. In our world, that includes a charity for children in Kenya that is run by a man who turned his ‘what-do-I-do-now?’ thoughts into a mission to make a difference and a well-known charity that aims to find a cure to a disease that strikes many and often.
Want to know what our clients are saying about us? »
It important for us to know that we are serving our clients’ needs and helping them to reach their goals and dreams.